Asset Manager or Securities Firm?
Complying with financial regulations is a complex task. We support your Compliance Officer and team with our regulatory analysis and commercial approach to solutions
Have a specific regulatory technical question or implementing of new regulations? - we can assist
We interpret regulations and implement with policies and procedures
Have a new business project that needs practical legal and banking experience?
We will support your implementation and for highly complext matters instruct your external lawyers and project manager
We carry out mandatory reviews of policies required by the FCA:
RTS 28 & Art 65(6)