Our clients include

REGULATIONS

Asset Manager or Securities Firm?

Complying with financial regulations is a complex task.  We support your Compliance Officer and team with our regulatory analysis and commercial approach to solutions

Have a specific regulatory technical question or implementing of new regulations - we can assist  

We carry out mandatory reviews of policies required by the FCA 

  • ICAAP

  • Pillar 3

  • Remuneration policies

  • Outsourcing

  • Liquidity risk